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Institutions

Record a validation (G2)

Attach the report, record the findings, what was not examined and any dissent, then sign G2.

How-to video coming soon

Record a validation (G2)
For
Validators
You need
To be the Validator, independent of the G3 approver.
Result
G2 passed, with its findings and its unexamined set on the record.

Steps

  1. Open the G2 record, for example customer assistant, G2 re-validation. It holds the report, the findings, the unexamined set, scope limits and dissent, each as a record.

  2. Under Attach the re-validation report on the open G2, choose the file and Attach and hash. The file is hashed and timed when you attach it.

  3. Record each finding with its severity on the open G2. The owner responds, and a finding closes only with its evidence.

  4. Under What this validation did not examine, list each item and why. An item leaves the set only with how it was examined since.

  5. Under Decision, sign G2, return it, or record dissent. To sign, confirm you examined what the report says you examined, and that the unexamined set is complete.

Good to know

  • Only the Validator signs G2, closes findings or records dissent. The owner responds to findings; the CRO decides at G4.
  • Dissent is its own record, with an escalation route that does not run through the approver, for example to Internal audit.
  • Findings are never resolved away before closure. Each stays on the record with the owner’s response.

Where in the product

These open the prototype, on fictional institutions. People are shown as roles.

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