Gap plan

Draft 2, saved 2026-10-16 by Practitioner, Northline Advisory. Template version 1.0.

Prototype states

typed stated in the records or by youproduced computed here from the recordsmissing the records hold nothing yet

6 gaps: 5 with an owner and a proposed date, 1 for the institution’s own tenant. Position: R2 · S1 · O2 · T1.

#	Gap	From	Action	Owner	Proposed by
01	The inventory carries 12 of the 17 fields E-23 sets out	Check 02	Add the version, reviewer, dependencies, approved uses and limitations to each entry	Data lead	2026-11-30
02	Rating factors, the next re-assessment and trigger events are not recorded	Check 03	Record each factor, the next re-assessment date and the trigger events	Actuary	2026-12-15
03	No exemption process is recorded	Check 01	Write the exemption process and record exemptions against it	Compliance lead	2026-12-15
04	Re-assertion lapsed: claims routing (6 days), document OCR (158 days)	Register	Re-assert both entries	Actuary	2026-10-31
05	Re-assertion interval not set: pricing model v3	Register	Set the interval	Data lead	2026-10-31
06	Approval records with a named approver	Check 04	Kept in the institution’s own tenant after the handover	not in this tier	none

Gaps and sources are produced from the check; owners and dates are your proposals until the client accepts them.

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Filled from the twelve-question check. Every gap names where it came from, so the client can check it.

Owners and dates stay proposals until the client accepts them.

Filled for Nebula Mutual in this prototype